| 3M Company | MMM | 9 Apr 2023 | 2 |
| Abbott Laboratories | ABT | 19 Jun 2022 | 3 |
| Aberdeen Emerging Markets Equity Income Fund | AEF | 4 Sept 2022 | 3 |
| abrdn Bloomberg All Commodity Strategy K-1 Free ETF | BCI | 14 May 2023 | 4 |
| abrdn Physical Palladium Shares ETF | PALL | 11 Jun 2023 | 3 |
| Actinium Pharmaceuticals Inc | ATNM | 5 Apr 2026 | 2 |
| Acuity Brands Inc | AYI | 26 Jun 2022 | 3 |
| Adasina Social Justice All Cap Global ETF | JSTC | 19 Jun 2022 | 1 |
| Adient PLC | ADNT | 3 Jul 2022 | 2 |
| Advanced Drainage Systems Inc | WMS | 2 Mar 2025 | 1 |
| AdvanSix Inc | ASIX | 10 Aug 2025 | 3 |
| AGFiQ U.S. Market Neutral Anti-Beta Fund | BTAL | 31 Dec 2023 | 2 |
| Agnico Eagle Mines Limited | AEM | 12 Dec 2021 | 3 |
| AI Powered Equity ETF | AIEQ | 1 Jan 2023 | 2 |
| Alamo Group Inc | ALG | 20 Feb 2022 | 4 |
| Alexandria Real Estate Equities Inc | ARE | 4 Jun 2023 | 3 |
| Alight Inc | ALIT | 19 Jun 2022 | 2 |
| AllianceBernstein National Municipal Income Fund | AFB | 26 Jun 2022 | 3 |
| Allspring Global Dividend Opportunity Fund | EOD | 29 Oct 2023 | 2 |
| Alpha Architect U.S. Quantitative Value ETF | QVAL | 25 Sept 2022 | 3 |
| ALPS Medical Breakthroughs ETF | SBIO | 13 Mar 2022 | 3 |
| American Financial Group AFGE | AFGE | 29 Oct 2023 | 1 |
| American Financial Group Inc | AFG | 10 Sept 2023 | 2 |
| American Well Corp | AMWL | 9 Jul 2023 | 2 |
| Americold Realty Trust | COLD | 22 Dec 2024 | 2 |
| AMN Healthcare Services Inc | AMN | 25 Feb 2024 | 2 |
| Amplify CWP Enhanced Dividend Income ETF | DIVO | 2 Oct 2022 | 2 |
| Amplify Cybersecurity ETF | HACK | 16 Oct 2022 | 2 |
| Amplify Junior Silver Miners ETF | SILJ | 25 Feb 2024 | 2 |
| Apollo Global Management Inc Preferred | APOS | 6 Apr 2025 | 1 |
| Aptus Defined Risk ETF | DRSK | 27 Aug 2023 | 1 |
| Artisan Partners Asset Management Inc | APAM | 4 Sept 2022 | 3 |
| Ashland Global Holdings Inc | ASH | 23 Mar 2025 | 2 |
| Atlas Energy Solutions Inc | AESI | 17 Aug 2025 | 1 |
| Autohome Inc ADR | ATHM | 24 May 2026 | 2 |
| AutoZone Inc | AZO | 20 Sept 2026 | 3 |
| Avino Silver & Gold Mines Ltd | ASM | 25 Sept 2022 | 2 |
| AZZ Incorporated | AZZ | 22 May 2022 | 4 |
| B&G Foods Inc | BGS | 9 Feb 2025 | 4 |
| Banco Santander Chile | BSAC | 2 Feb 2020 | 2 |
| Banco Santander SA ADR | SAN | 4 Oct 2020 | 2 |
| Bank of America Corp | BAC | 8 Oct 2023 | 3 |
| Bank of America Corp Pm | BAC_pm | 23 Oct 2022 | 2 |
| Baxter International Inc | BAX | 4 Sept 2022 | 2 |
| Birkenstock Holding ltd | BIRK | 9 Nov 2025 | 1 |
| BlackRock Future Health ETF | BMED | 13 Mar 2022 | 3 |
| BlackRock Health Sciences Trust | BME | 19 Jun 2022 | 3 |
| BlackRock Income Closed Fund | BKT | 17 May 2026 | 2 |
| BlackRock International Growth and Income Closed Fund | BGY | 4 Sept 2022 | 2 |
| Blue Owl Capital Inc | OWL | 23 Nov 2025 | 2 |
| Blue Ridge Bankshares Inc | BRBS | 31 May 2020 | 2 |
| BNY Mellon High Yield ETF | BKHY | 2 Oct 2022 | 1 |
| Boyd Group Services Inc | BGSI | 30 Aug 2026 | 2 |
| Brandywine Realty Trust | BDN | 9 Nov 2025 | 2 |
| Braskem SA Class A | BAK | 17 Nov 2024 | 3 |
| BrightView Holdings | BV | 12 Mar 2023 | 1 |
| Bristol-Myers Squibb Company | BMY | 4 Feb 2024 | 3 |
| Brixmor Property | BRX | 9 Oct 2022 | 3 |
| Brookfield Finance I Preferred | BAMI | 26 Jun 2022 | 2 |
| Butterfly Network, Inc | BFLY | 27 Aug 2023 | 3 |
| Cambria Global Asset Allocation ETF | GAA | 13 Mar 2022 | 1 |
| Cambria Tail Risk ETF | TAIL | 21 Jun 2026 | 2 |
| Campbell Soup Company | CPB | 9 Feb 2025 | 3 |
| Carter’s Inc | CRI | 24 Nov 2024 | 4 |
| Caterpillar Inc | CAT | 25 Sept 2022 | 2 |
| Centrus Energy | LEU | 4 Oct 2026 | 2 |
| Charles River Laboratories | CRL | 1 May 2022 | 1 |
| Chipotle Mexican Grill Inc | CMG | 22 May 2022 | 2 |
| Church & Dwight Company Inc | CHD | 10 Aug 2025 | 3 |
| Ci&T Inc | CINT | 27 Sept 2026 | 1 |
| Ciena Corp | CIEN | 16 Oct 2022 | 2 |
| Cohen Steers Total Return Realty Closed Fund | RFI | 28 May 2023 | 4 |
| Columbia Emerging Markets Consumer ETF | ECON | 5 Dec 2021 | 2 |
| Community Bank System Inc | CBU | 2 Oct 2022 | 4 |
| Compass Diversified Holdings | CODI | 16 Nov 2025 | 1 |
| CONMED Corporation | CNMD | 19 Oct 2025 | 2 |
| Consumers Energy Co Pref | CMS_pb | 22 Jun 2025 | 1 |
| Cooper Companies Inc | COO | 1 Jun 2025 | 2 |
| Crane NXT Co | CXT | 17 May 2026 | 3 |
| Credicorp Ltd | BAP | 1 Mar 2020 | 2 |
| Cross Timbers Royalty Trust | CRT | 22 Dec 2019 | 3 |
| CubeSmart | CUBE | 16 Oct 2022 | 3 |
| Cullen/Frost Bankers Inc | CFR | 24 Sept 2023 | 2 |
| Culp Inc | CULP | 1 Mar 2026 | 2 |
| CVR Partners LP | UAN | 2 Feb 2020 | 2 |
| CVS Health Corp | CVS | 29 Oct 2023 | 3 |
| Danaos Corporation | DAC | 18 Aug 2019 | 2 |
| Davis Select Worldwide ETF | DWLD | 15 May 2022 | 3 |
| Designer Brands Inc | DBI | 15 Jun 2025 | 1 |
| DHI Group Inc | DHX | 1 Nov 2020 | 3 |
| Direxion Daily CSI 300 China A Share Bull 2X Shares | CHAU | 2 Oct 2022 | 3 |
| Direxion Daily Financial Bull 3X Shares | FAS | 1 May 2022 | 4 |
| Direxion Daily Industrials Bull 3X Shares Direxion Daily Industrials Bull 3 | DUSL | 2 Oct 2022 | 2 |
| Direxion Daily Pharmaceutical & Medical Bull 3X Shares ETF | PILL | 28 May 2023 | 3 |
| Direxion Daily Transportation Bull 3X Shares | TPOR | 2 Oct 2022 | 3 |
| Distillate US Fundamental Stability & Value | DSTL | 2 Oct 2022 | 1 |
| Donnelley Financial Solutions Inc | DFIN | 7 Jun 2026 | 2 |
| Dril-Quip Inc | DRQ | 3 Nov 2024 | 2 |
| DWS Municipal Income Trust | KTF | 30 Oct 2022 | 1 |
| E I Du Pont De Nemours and Co Pref | CTA_pb | 23 Jul 2023 | 2 |
| Easterly Government Properties | DEA | 4 Sept 2022 | 2 |
| Eaton Corporation PLC | ETN | 19 Jun 2022 | 3 |
| Eaton Vance MBF | EIM | 16 Mar 2025 | 2 |
| Eldorado Gold Corp | EGO | 3 Oct 2021 | 4 |
| Embotelladora Andina | AKOa | 10 Jul 2022 | 1 |
| Emerson Electric Company | EMR | 19 Jun 2022 | 3 |
| Emerson Radio Corporation | MSN | 18 Dec 2022 | 1 |
| Empire State Realty OP LP | OGCP | 13 Sept 2020 | 3 |
| Endava Ltd | DAVA | 13 Oct 2024 | 2 |
| Energy Fuels Inc | UUUU | 9 Mar 2025 | 4 |
| Entravision Communications | EVC | 2 Oct 2022 | 3 |
| EOG Resources Inc | EOG | 20 Oct 2019 | 3 |
| ESAB Corp | ESAB | 17 May 2026 | 1 |
| Espey Mfg & Electronics Corp | ESP | 15 Dec 2019 | 3 |
| Excelerate Energy Inc | EE | 27 Aug 2023 | 2 |
| FactSet Research Systems Inc | FDS | 9 Nov 2025 | 3 |
| FCF International Quality ETF | TTAI | 8 May 2022 | 2 |
| Federated Premier Municipal Income Closed Fund | FMN | 26 Jun 2022 | 2 |
| Fidelity Electric Vehicles and Future Transportation ETF | FDRV | 4 Feb 2024 | 2 |
| Fidelity National Information Services Inc | FIS | 12 Apr 2026 | 2 |
| Fidelity Small-Mid Factor | FSMD | 3 Jul 2022 | 2 |
| First Commonwealth Financial | FCF | 14 Jun 2020 | 5 |
| First Majestic Silver Corp | AG | 24 Sept 2023 | 3 |
| First Trust Active Global Quality Income ETF | AGQI | 6 Apr 2025 | 1 |
| First Trust Dow Jones Select MicroCap Index Fund | FDM | 2 Oct 2022 | 4 |
| First Trust Financials AlphaDEX® Fund | FXO | 1 May 2022 | 4 |
| First Trust Global Wind Energy ETF | FAN | 15 May 2022 | 2 |
| Fiverr International Ltd | FVRR | 7 Apr 2024 | 1 |
| FlexShares Credit-Scored US Long Corporate Bond Index Fund | LKOR | 4 Sept 2022 | 3 |
| FlexShares iBoxx 3-Year Target Duration TIPS Index Fund | TDTT | 10 Apr 2022 | 2 |
| Fomento Economico Mexicano | FMX | 26 Jan 2025 | 3 |
| Ford Motor Co Pref Series C | F_pc | 22 May 2022 | 2 |
| Fortune Brands Home & Security Inc | FBHS | 2 Oct 2022 | 1 |
| Franklin Dynamic Municipal Bond ETF | FLMI | 19 Jun 2022 | 2 |
| Franklin FTSE Saudi Arabia ETF | FLSA | 26 Feb 2023 | 2 |
| Franklin Investment Grade Corporate ETF | FLCO | 4 Sept 2022 | 3 |
| Franklin Street Properties Corp | FSP | 24 May 2026 | 2 |
| FT Vest Investment Grade & Target Income ETF | LQTI | 3 May 2026 | 1 |
| Gabelli Global Small and Mid Cap Value Closed Fund | GGZ | 13 Mar 2022 | 4 |
| Gamco Investors Inc | GBL | 8 Mar 2020 | 2 |
| Genpact Limited | G | 28 Jun 2026 | 3 |
| Genuine Parts Co | GPC | 1 Oct 2023 | 3 |
| Global Medical REIT Inc | GMRE | 22 Jun 2025 | 2 |
| Global Partners LP Preferred Series B | GLP_pb | 3 Jul 2022 | 1 |
| Global X Gold Explorers ETF | GOEX | 3 Oct 2021 | 4 |
| Global X Lithium & Battery Tech ETF | LIT | 8 Sept 2024 | 3 |
| Global X Variable Rate Preferred | PFFV | 24 Apr 2022 | 2 |
| GMO Systematic Investment Grade Credit ETF | INVG | 23 Aug 2026 | 1 |
| Godaddy Inc | GDDY | 19 Oct 2025 | 2 |
| Gold Royalty Corp | GROY | 26 Feb 2023 | 2 |
| Goldman Sachs Corporate Bond ETF | GIGL | 2 Aug 2026 | 1 |
| Goldman Sachs Group Inc | GS | 1 May 2022 | 3 |
| Graham Corporation | GHM | 26 Jun 2022 | 1 |
| Greenfire Resources Ltd | GFR | 6 Apr 2025 | 2 |
| GreenTree Hospitality Group Ltd | GHG | 20 Apr 2025 | 2 |
| Greif Bros Corporation | GEF | 15 Mar 2020 | 2 |
| Group 1 Automotive Inc | GPI | 5 Jul 2026 | 3 |
| Guggenheim Taxable Municipal Managed Duration Trust | GBAB | 17 May 2026 | 2 |
| Hartford Multifactor Developed Markets (ex-US) ETF | RODM | 4 Sept 2022 | 2 |
| Hartford Multifactor Emerging Markets ETF | ROAM | 13 Mar 2022 | 2 |
| Haverty Furniture Companies A | HVTa | 16 Mar 2025 | 2 |
| Healthcare Realty Trust Incorporated | HR | 25 Feb 2024 | 1 |
| Herbalife Nutrition Ltd | HLF | 22 Dec 2024 | 3 |
| Heritage Insurance Holdings Inc | HRTG | 20 Feb 2022 | 3 |
| Hilton Grand Vacations Inc | HGV | 2 Oct 2022 | 2 |
| Honda Motor Co Ltd ADR | HMC | 13 Mar 2022 | 4 |
| Horace Mann Educators Corporation | HMN | 20 Aug 2023 | 1 |
| ICL Israel Chemicals Ltd | ICL | 22 Sept 2024 | 2 |
| Industrial Select Sector SPDR® Fund | XLI | 2 Oct 2022 | 2 |
| Infosys Ltd ADR | INFY | 3 May 2026 | 2 |
| InfraCap Equity Income Fund ETF | ICAP | 29 Oct 2023 | 1 |
| ING Group NV ADR | ING | 17 Jul 2022 | 3 |
| Ingredion Incorporated | INGR | 7 Jun 2026 | 3 |
| Intercontinental Exchange Inc | ICE | 10 Jul 2022 | 3 |
| Intrepid Potash Inc | IPI | 26 Mar 2023 | 3 |
| Invesco Core Fixed Income ETF | GTOC | 2 Aug 2026 | 1 |
| Invesco CurrencyShares® Australian Dollar Trust | FXA | 6 Apr 2025 | 2 |
| Invesco CurrencyShares® Swiss Franc Trust | FXF | 16 Oct 2022 | 1 |
| Invesco DB US Dollar Index Bearish Fund | UDN | 30 Jan 2022 | 1 |
| Invesco Dynamic Building & Construction ETF | PKB | 24 Apr 2022 | 1 |
| Invesco Dynamic Media ETF | PBS | 2 Oct 2022 | 2 |
| Invesco Dynamic Software ETF | PSJ | 5 Dec 2021 | 2 |
| Invesco Raymond James SB-1 Equity ETF | RYJ | 19 Jun 2022 | 2 |
| Invesco S&P 500® Equal Weight Health Care ETF | RYH | 19 Jun 2022 | 2 |
| Invesco S&P MidCap 400® Pure Growth ETF | RFG | 17 Jul 2022 | 2 |
| Invesco Taxable Municipal Bond ETF | BAB | 19 Jun 2022 | 2 |
| Invesco Van Kampen Bond Fund | VBF | 2 Oct 2022 | 2 |
| iPath® Series B S&P 500® VIX Mid-Term Futures™ ETN | VXZ | 1 Dec 2024 | 2 |
| iShares 10+ Year Investment Grade Corporate Bond ETF | IGLB | 4 Sept 2022 | 2 |
| iShares BB Rated Corporate Bond ETF | HYBB | 2 Oct 2022 | 1 |
| iShares China Large-Cap ETF | FXI | 3 Oct 2021 | 4 |
| iShares Genomics Immunology and Healthcare ETF | IDNA | 20 Aug 2023 | 3 |
| iShares Global 100 ETF | IOO | 19 Jun 2022 | 2 |
| iShares Global Energy ETF | IXC | 6 Apr 2025 | 2 |
| iShares Global Financials ETF | IXG | 2 Oct 2022 | 2 |
| iShares iBonds 2026 Term High Yield and Income ETF | IBHF | 2 Oct 2022 | 1 |
| iShares International Equity Factor ETF | INTF | 13 Mar 2022 | 2 |
| iShares J.P. Morgan EM High Yield Bond ETF | EMHY | 23 Oct 2022 | 1 |
| iShares MSCI ACWI Low Carbon Target ETF | CRBN | 19 Jun 2022 | 2 |
| iShares MSCI Agriculture Producers ETF | VEGI | 29 Oct 2023 | 4 |
| iShares MSCI Canada ETF | EWC | 26 Jun 2022 | 4 |
| iShares MSCI China A ETF | CNYA | 2 Oct 2022 | 3 |
| iShares MSCI Denmark ETF | EDEN | 19 Jun 2022 | 3 |
| iShares MSCI EAFE Growth ETF | EFG | 19 Jun 2022 | 2 |
| iShares MSCI Eurozone ETF | EZU | 2 Oct 2022 | 2 |
| iShares MSCI France ETF | EWQ | 19 Jun 2022 | 3 |
| iShares MSCI Netherlands ETF | EWN | 6 Apr 2025 | 2 |
| iShares MSCI Saudi Arabia ETF | KSA | 26 Feb 2023 | 2 |
| iShares MSCI South Korea ETF | EWY | 13 Mar 2022 | 2 |
| iShares MSCI USA Momentum Factor ETF | MTUM | 3 Jul 2022 | 1 |
| iShares MSCI USA Quality Factor ETF | QUAL | 19 Jun 2022 | 2 |
| iShares Russell 2000 Growth ETF | IWO | 19 Jun 2022 | 2 |
| iShares Russell Top 200 Value ETF | IWX | 2 Oct 2022 | 2 |
| iShares Transportation Average ETF | IYT | 2 Oct 2022 | 2 |
| iShares U.S. Financial Services ETF | IYG | 22 May 2022 | 4 |
| iShares U.S. Medical Devices ETF | IHI | 19 Jun 2022 | 2 |
| James Hardie Industries PLC ADR | JHX | 16 Nov 2025 | 1 |
| Janus Henderson Mortgage-Backed Securities ETF | JMBS | 19 Jun 2022 | 2 |
| JBG SMITH Properties | JBGS | 29 Oct 2023 | 2 |
| Jones Lang LaSalle Incorporated | JLL | 2 Oct 2022 | 2 |
| JPMorgan Diversified Return International Equity ETF | JPIN | 13 Mar 2022 | 4 |
| KB Home | KBH | 11 Oct 2026 | 3 |
| Kimberly-Clark Corporation | KMB | 5 Apr 2026 | 2 |
| KKR Real Estate Finance Trust Inc | KREF | 30 Jun 2024 | 3 |
| KraneShares Bosera MSCI China A 50 Connect Index ETF | KBA | 2 Oct 2022 | 3 |
| KraneShares Emerging Markets Consumer Technology | KEMQ | 3 Oct 2021 | 3 |
| KraneShares MSCI One Belt One Road Index ETF | OBOR | 10 Sept 2023 | 3 |
| Laboratory Corporation of America Holdings | LH | 9 Oct 2022 | 2 |
| Las Vegas Sands Corp | LVS | 7 Jul 2024 | 2 |
| Lennar Corp B | LENb | 17 May 2026 | 2 |
| Lennar Corporation | LEN | 17 May 2026 | 2 |
| LG Display Co Ltd | LPL | 16 Jun 2024 | 3 |
| LifeX 2050 Longevity Income ETF | LFAI | 3 May 2026 | 1 |
| Lightspeed Commerce Inc | LSPD | 30 Apr 2023 | 2 |
| Louisiana-Pacific Corporation | LPX | 5 Apr 2026 | 3 |
| Lsb Industries Inc | LXU | 21 Jan 2024 | 2 |
| Lufax Holding Ltd | LU | 10 Dec 2023 | 1 |
| M/I Homes Inc | MHO | 2 Oct 2022 | 3 |
| Mach Natural Resources LP | MNR | 20 Apr 2025 | 1 |
| MagnaChip Semiconductor | MX | 8 Sept 2024 | 2 |
| Marathon Petroleum Corp | MPC | 6 Apr 2025 | 2 |
| Masco Corporation | MAS | 19 Jun 2022 | 2 |
| Mastercard Inc | MA | 2 Oct 2022 | 2 |
| McCormick & Comp Inc | MKCv | 17 May 2026 | 2 |
| Mediaalpha Inc | MAX | 5 Dec 2021 | 2 |
| MEDIFAST INC | MED | 15 Oct 2023 | 4 |
| Merck & Company Inc | MRK | 20 Apr 2025 | 2 |
| Metalla Royalty & Streaming Ltd | MTA | 11 Feb 2024 | 3 |
| MGIC Investment Corp | MTG | 19 Jun 2022 | 3 |
| MicroSectors™ Energy -3X Inverse Leveraged ETN | WTID | 16 Nov 2025 | 1 |
| Molson Coors Brewing Comp A | TAPa | 17 May 2026 | 1 |
| Movado Group Inc | MOV | 21 May 2023 | 3 |
| Moving iMage Technologies Inc | MITQ | 29 Oct 2023 | 2 |
| MP Materials Corp | MP | 27 Aug 2023 | 1 |
| MSA Safety | MSA | 13 Mar 2022 | 4 |
| Murphy Oil Corporation | MUR | 29 Dec 2024 | 2 |
| NACCO Industries Inc | NC | 18 Aug 2024 | 2 |
| Natural Gas Services Group Inc | NGS | 9 Feb 2020 | 2 |
| NEOS Enhanced Income 20+ Year Treasury Bond ETF | TLTI | 23 Aug 2026 | 1 |
| Nordic American Tankers Limited | NAT | 5 Dec 2021 | 2 |
| Nutrien Ltd | NTR | 18 Aug 2024 | 3 |
| Nuveen Arizona Quality Municipal Income | NAZ | 2 Oct 2022 | 2 |
| Nuveen California Municipal Value Fund Inc | NCA | 19 Jun 2022 | 3 |
| Nuveen ESG Emerging Markets Equity ETF | NUEM | 17 Jul 2022 | 4 |
| Nuveen Municipal Value Fund Inc | NUV | 2 Oct 2022 | 2 |
| Nuveen Real Estate Fund | JRS | 24 Jul 2022 | 2 |
| Nuveen S&P 500 Dynamic Overwrite Fund | SPXX | 19 Jun 2022 | 2 |
| Nuveen Select Maturities Municipal Fund | NIM | 2 Oct 2022 | 3 |
| Occidental Petroleum Corp | OXY_t | 10 Dec 2023 | 3 |
| Olin Corporation | OLN | 2 Feb 2020 | 2 |
| On Holding AG | ONON | 2 Oct 2022 | 2 |
| Organon & Co | OGN | 26 Mar 2023 | 2 |
| Oxford Industries Inc | OXM | 9 Feb 2025 | 2 |
| Pacer Trendpilot US Bond ETF | PTBD | 4 Sept 2022 | 2 |
| Pacific Gas and Electric Co Pa Pref | PCG_pa | 16 Oct 2022 | 1 |
| Pacific Gas and Electric Co Pe Pref | PCG_pe | 6 Aug 2023 | 1 |
| Parsons Corp | PSN | 10 May 2026 | 2 |
| Paysafe Ltd | PSFE | 25 May 2025 | 2 |
| Pearl Diver Credit Company Inc | PDCC | 22 Jun 2025 | 1 |
| Pebblebrook Hotel Trust | PEB | 2 Feb 2020 | 2 |
| Permianville Royalty Trust | PVL | 31 Dec 2023 | 4 |
| Pfizer Inc | PFE | 16 Jul 2023 | 3 |
| PIMCO Access Income Fund | PAXS | 28 May 2023 | 1 |
| PIMCO California Municipal Income Fund | PCQ | 28 May 2023 | 2 |
| Polaris Industries Inc | PII | 3 Dec 2023 | 3 |
| Post Holdings Inc | POST | 29 Mar 2026 | 3 |
| Postal Realty Trust Inc | PSTL | 23 Feb 2025 | 3 |
| Primerica Inc | PRI | 8 May 2022 | 3 |
| Primo Water Corp | PRMW | 19 Jun 2022 | 3 |
| Principal Investment Grade Corporate ETF | IG | 4 Sept 2022 | 2 |
| Principal Real Estate Income Closed Fund | PGZ | 25 Jun 2023 | 1 |
| Proshares S&P Global Core Battery Metals ETF | ION | 8 Sept 2024 | 1 |
| ProShares Short FTSE China 50 | YXI | 23 Feb 2025 | 4 |
| ProShares Short MidCap400 | MYY | 10 Nov 2024 | 1 |
| ProShares Short MSCI EAFE | EFZ | 6 Sept 2026 | 1 |
| ProShares Short MSCI Emerging Markets | EUM | 1 Mar 2026 | 2 |
| ProShares Ultra Euro | ULE | 1 Dec 2024 | 1 |
| ProShares Ultra Yen | YCL | 12 Apr 2026 | 3 |
| ProShares UltraShort Financials | SKF | 28 Jul 2024 | 2 |
| ProShares UltraShort SmallCap600 | SDD | 31 Mar 2024 | 2 |
| Putnam Managed Municipal Income Closed Fund | PMM | 26 Jun 2022 | 3 |
| Putnam Master Intermediate Income Trust | PIM | 11 Oct 2026 | 2 |
| Putnam Municipal Opportunities Trust | PMO | 23 Oct 2022 | 3 |
| Q2 Holdings | QTWO | 10 Oct 2021 | 3 |
| Ralph Lauren Corp Class A | RL | 8 May 2022 | 3 |
| Re Max Holding | RMAX | 5 Apr 2026 | 2 |
| Regis Corporation | RGS | 21 Apr 2024 | 2 |
| Renaissance International IPO ETF | IPOS | 8 May 2022 | 2 |
| Rivernorth Flexible Municipal Income Fund II Inc | RFMZ | 17 Apr 2022 | 2 |
| RLJ Lodging Trust | RLJ | 2 Feb 2020 | 2 |
| Rogers Communications Inc | RCI | 11 Oct 2026 | 3 |
| Roundhill Sports Betting & iGaming ETF | BETZ | 19 Jun 2022 | 3 |
| Royal Bank of Canada | RY | 4 Sept 2022 | 3 |
| Rush Street Interactive Inc | RSI | 23 Jan 2022 | 2 |
| Safehold Inc | SAFE | 23 Nov 2025 | 2 |
| Salesforce.com Inc | CRM | 17 May 2026 | 3 |
| San Juan Basin Royalty Trust | SJT | 11 Aug 2024 | 1 |
| SandRidge Energy Inc | SD | 20 Oct 2019 | 2 |
| Schwab U.S. Mid-Cap ETF™ | SCHM | 3 Jul 2022 | 3 |
| Schwab U.S. TIPS ETF™ | SCHP | 20 Aug 2023 | 2 |
| Scotts Miracle-Gro Company | SMG | 5 Dec 2021 | 3 |
| Sensient Technologies Corporation | SXT | 15 Oct 2023 | 2 |
| Sibanye Gold Ltd ADR | SBSW | 3 Jul 2022 | 2 |
| Simplify Short Term Treasury Futures Strategy ETF | TUA | 24 May 2026 | 1 |
| Simplify US Equity PLUS Downside Convexity ETF | SPD | 23 Oct 2022 | 2 |
| Simplify US Equity PLUS Upside Convexity ETF | SPUC | 19 Jun 2022 | 2 |
| Skeena Resources Ltd | SKE | 25 Sept 2022 | 3 |
| SoFi Social 50 ETF | SFYF | 16 Oct 2022 | 2 |
| Source Capital Closed Fund | SOR | 2 Oct 2022 | 1 |
| Southern Copper Corporation | SCCO | 6 Apr 2025 | 4 |
| SPDR Barclays Long Term Corporate Bond | SPLB | 4 Sept 2022 | 2 |
| SPDR Kensho New Economies Composite | KOMP | 3 Jul 2022 | 2 |
| SPDR Portfolio Europe | SPEU | 12 Jan 2025 | 3 |
| SPDR S&P Kensho Final Frontiers | ROKT | 6 Feb 2022 | 3 |
| SPDR S&P Kensho Smart Mobility | HAIL | 3 Jul 2022 | 3 |
| SPDR® Bloomberg Convertible Securities ETF | CWB | 19 Jun 2022 | 2 |
| SPDR® Bloomberg Short Term International Treasury Bond ETF | BWZ | 23 Feb 2020 | 2 |
| SPDR® EURO STOXX 50 ETF | FEZ | 19 Jun 2022 | 3 |
| SPDR® S&P 500® ESG ETF | EFIV | 19 Jun 2022 | 2 |
| SPDR® S&P Software & Services ETF | XSW | 2 Oct 2022 | 3 |
| Sprinklr Inc | CXM | 2 Oct 2022 | 2 |
| Sprott Inc. | SII | 25 Sept 2022 | 1 |
| SRH Total Return Fund Inc | STEW | 24 Jul 2022 | 3 |
| Stellantis NV | STLA | 1 May 2022 | 3 |
| Sterling Capital Enhanced Core Bond ETF | SCEC | 17 May 2026 | 1 |
| Stewart Information Services Corp | STC | 26 Jun 2022 | 4 |
| STMicroelectronics NV ADR | STM | 15 Sept 2024 | 3 |
| Sun Life Financial Inc. | SLF | 2 Oct 2022 | 2 |
| Swiss Helvetia Closed Fund | SWZ | 22 May 2022 | 3 |
| Sylvamo Corp | SLVM | 13 Sept 2026 | 1 |
| Tejon Ranch Co | TRC | 24 Mar 2024 | 2 |
| Tekla Healthcare Investors | HQH | 19 Jun 2022 | 4 |
| Tekla Healthcare Opportunities | THQ | 19 Jun 2022 | 3 |
| Telus Corp | TU | 3 May 2026 | 3 |
| Templeton Dragon Closed Fund | TDF | 5 Dec 2021 | 3 |
| Tennessee Valley Authority | TVE | 26 Jun 2022 | 2 |
| The Acquirers Fund ETF | ZIG | 19 Jun 2022 | 3 |
| Themes Uranium & Nuclear ETF | URAN | 4 Oct 2026 | 2 |
| Timkensteel Corp | TMST | 12 Jan 2025 | 4 |
| Toews Agility Shares Dynamic Tactical Income ETF | THY | 10 Sept 2023 | 2 |
| Tompkins Financial Corporation | TMP | 24 Sept 2023 | 2 |
| Toronto Dominion Bank | TD | 29 Dec 2024 | 3 |
| TotalEnergies SE ADR | TTE | 25 Sept 2022 | 3 |
| Touchstone Strategic Income ETF | SIO | 20 Aug 2023 | 1 |
| Townsquare Media LLC | TSQ | 19 Oct 2025 | 3 |
| Tredegar Corporation | TG | 2 Oct 2022 | 4 |
| Tri Continental Closed Fund | TY | 22 May 2022 | 3 |
| Tri Continental Corp Pref | TY_p | 26 Jun 2022 | 2 |
| TXO Energy Partners LP Unit | TXO | 18 May 2025 | 2 |
| USCF Sustainable Battery Metals Strategy Fund | ZSB | 8 Sept 2024 | 1 |
| Valens | VLN | 12 Nov 2023 | 1 |
| Valero Energy Corporation | VLO | 6 Apr 2025 | 3 |
| Valmont Industries Inc | VMI | 24 Sept 2023 | 3 |
| VanEck ChiNext ETF | CNXT | 2 Oct 2022 | 3 |
| VanEck Israel ETF | ISRA | 25 Dec 2022 | 2 |
| VanEck Junior Gold Miners ETF | GDXJ | 3 Oct 2021 | 2 |
| VanEck Morningstar International Moat ETF | MOTI | 13 Mar 2022 | 4 |
| VanEck Rare Earth/Strategic Metals ETF | REMX | 1 Jan 2023 | 3 |
| VanEck Steel ETF | SLX | 6 Apr 2025 | 2 |
| Vanguard Small-Cap Growth Index Fund ETF Shares | VBK | 19 Jun 2022 | 1 |
| Vanguard Total World Stock Index Fund ETF Shares | VT | 19 Jun 2022 | 2 |
| VF Corporation | VFC | 3 Jul 2022 | 3 |
| VictoryShares USAA MSCI USA Value Momentum ETF | ULVM | 22 May 2022 | 3 |
| Virtus LifeSci Biotech Products ETF | BBP | 13 Mar 2022 | 3 |
| Vishay Precision Group Inc | VPG | 6 Apr 2025 | 2 |
| Voya Emerging Markets High Dividend Equity Fund | IHD | 3 Jul 2022 | 3 |
| Waste Connections Inc | WCN | 29 Mar 2026 | 3 |
| Watsco Inc | WSO | 11 Oct 2026 | 3 |
| WBI BullBear Yield 3000 ETF | WBIG | 29 Oct 2023 | 1 |
| Weave Communications Inc | WEAV | 19 Oct 2025 | 2 |
| Weyerhaeuser Company | WY | 19 Oct 2025 | 3 |
| Wheaton Precious Metals Corp | WPM | 25 Sept 2022 | 2 |
| Whirlpool Corporation | WHR | 12 Oct 2025 | 3 |
| WisdomTree Investments Inc | WT | 2 Oct 2022 | 3 |
| WisdomTree Mortgage Plus Bond Fund | MTGP | 27 Aug 2023 | 2 |
| WisdomTree U.S. SmallCap Earnings Fund | EES | 10 Jul 2022 | 4 |
| Xtrackers S&P 500 ESG ETF | SNPE | 19 Jun 2022 | 2 |
| YieldMax CVNA Option Income Strategy ETF | CVNY | 28 Jun 2026 | 1 |
| YieldMax Magnificent 7 Fund of Option Income ETFs | YMAG | 26 Jul 2026 | 1 |
| YieldMax MSFT Option Income Strategy ETF | MSFO | 17 Nov 2024 | 1 |
| YieldMax Universe Fund of Option Income ETFs | YMAX | 2 Aug 2026 | 1 |
| Yum! Brands Inc | YUM | 22 May 2022 | 3 |
| Zoetis Inc | ZTS | 9 Aug 2026 | 2 |