| 4D Molecular Therapeutics Inc | FDMT | 9 Mar 2025 | 3 |
| ACNB Corporation | ACNB | 25 Aug 2019 | 2 |
| ADTRAN Inc | ADTN | 1 May 2022 | 2 |
| Advantage Solutions Inc | ADV | 6 Mar 2022 | 1 |
| AdvisorShares Dorsey Wright FSM All Cap World ETF | DWAW | 2 Oct 2022 | 1 |
| Akamai Technologies Inc | AKAM | 2 Oct 2022 | 3 |
| Alarm.com Holdings Inc | ALRM | 7 May 2023 | 1 |
| Alpha and Omega Semiconductor Ltd | AOSL | 21 Apr 2024 | 3 |
| Ambarella Inc | AMBA | 2 Oct 2022 | 2 |
| Ames National Corporation | ATLO | 4 Oct 2020 | 2 |
| Amphastar P | AMPH | 20 Jul 2025 | 2 |
| Anavex Life Sciences Corp | AVXL | 25 Feb 2024 | 2 |
| AngioDynamics Inc | ANGO | 21 Jan 2024 | 2 |
| Applied Opt | AAOI | 27 Feb 2022 | 3 |
| Arch Capital Group Ltd | ACGL | 2 Nov 2025 | 2 |
| Arhaus Inc | ARHS | 17 May 2026 | 2 |
| Armlogi Holding Corp | BTOC | 26 Jul 2026 | 1 |
| ASML Holding NV ADR | ASML | 19 Jun 2022 | 3 |
| Atea Pharmaceuticals Inc | AVIR | 13 Apr 2025 | 1 |
| AtriCure Inc | ATRC | 24 Mar 2024 | 1 |
| Auburn National Bancorporation Inc | AUBN | 25 Jun 2023 | 2 |
| Avnet Inc | AVT | 9 Feb 2020 | 4 |
| AXS SPAC and New Issue ETF | SPCX | 12 Feb 2023 | 1 |
| Ballard Power Systems Inc | BLDP | 21 Jan 2024 | 3 |
| Beauty Health Co | SKIN | 4 Jun 2023 | 2 |
| BFC Capital Trust II Pref | BANFP | 5 Nov 2023 | 1 |
| Biogen Inc | BIIB | 8 May 2022 | 2 |
| BioNTech SE | BNTX | 22 Oct 2023 | 2 |
| biote Corp | BTMD | 1 Feb 2026 | 1 |
| BlackRock TCP Capital Corp | TCPC | 28 Jun 2026 | 1 |
| Booking Holdings Inc | BKNG | 3 Jul 2022 | 4 |
| Brilliant Earth Group Inc | BRLT | 28 May 2023 | 2 |
| Bumble Inc | BMBL | 24 Sept 2023 | 2 |
| Canterbury Park Holding Corporation | CPHC | 15 Jun 2025 | 2 |
| CareCloud Inc | MTBC | 6 Mar 2022 | 3 |
| Caredx Inc | CDNA | 23 Jan 2022 | 1 |
| Casella Waste Systems Inc | CWST | 19 Oct 2025 | 3 |
| CDW Corp | CDW | 29 Mar 2026 | 3 |
| Ceragon Networks Ltd | CRNT | 14 Jul 2019 | 3 |
| Certara Inc | CERT | 17 Nov 2024 | 1 |
| Chicago Atlantic Real Estate Finance Inc | REFI | 22 Feb 2026 | 1 |
| CHS Inc Pref | CHSCP | 6 Nov 2022 | 1 |
| Cincinnati Financial Corporation | CINF | 2 Oct 2022 | 2 |
| Citizens Holding Company | CIZN | 26 Mar 2023 | 2 |
| Clarus Corp | CLAR | 25 Dec 2022 | 2 |
| CommVault Systems Inc | CVLT | 15 Mar 2026 | 2 |
| ConnectOne Bancorp Inc | CNOB | 12 Jun 2022 | 3 |
| Credit Suisse X-Links Gold Shares Covered Call ETN | GLDI | 20 Aug 2023 | 3 |
| Crispr Therapeutics AG | CRSP | 9 Jan 2022 | 3 |
| Cue Biopharma | CUE | 19 Jun 2022 | 4 |
| Cullinan Oncology LLC | CGEM | 26 Jan 2025 | 3 |
| Cumberland Pharmaceuticals Inc | CPIX | 31 May 2020 | 3 |
| Cyanotech Corporation | CYAN | 2 Apr 2023 | 1 |
| CytomX Therapeutics Inc | CTMX | 19 Jan 2025 | 2 |
| Data I/O Corporation | DAIO | 15 Mar 2020 | 2 |
| Data Storage Corp | DTST | 20 Sept 2026 | 2 |
| Destination XL Group Inc | DXLG | 11 Aug 2024 | 2 |
| Diamondback Energy Inc | FANG | 6 Apr 2025 | 4 |
| Direxion Daily TSLA Bear 1X Shares | TSLS | 29 Sept 2024 | 1 |
| DLH Holdings Corp | DLHC | 1 Jan 2023 | 3 |
| Dmc Global Inc | BOOM | 23 Nov 2025 | 3 |
| Donegal Group B Inc | DGICB | 12 May 2024 | 2 |
| Dorman Products Inc | DORM | 18 Dec 2022 | 3 |
| Dropbox Inc | DBX | 27 Feb 2022 | 3 |
| E. W. Scripps Co Class A | SSP | 2 Oct 2022 | 3 |
| Editas Medicine Inc | EDIT | 1 May 2022 | 4 |
| Educational Development Corporation | EDUC | 16 Apr 2023 | 1 |
| Eledon Pharmaceuticals Inc | ELDN | 6 Mar 2022 | 2 |
| Enanta Pharmaceuticals Inc | ENTA | 6 Apr 2025 | 2 |
| ExlService Holdings Inc | EXLS | 12 Nov 2023 | 1 |
| Expensify Inc | EXFY | 15 Feb 2026 | 1 |
| FGI Industries Ltd | FGI | 16 Apr 2023 | 1 |
| First Capital Inc | FCAP | 29 Aug 2021 | 2 |
| First Community Corporation | FCCO | 23 Aug 2020 | 2 |
| First Interstate BancSystem Inc | FIBK | 17 Apr 2022 | 3 |
| First Trust Developed Markets Ex-US AlphaDEX® Fund | FDT | 13 Mar 2022 | 3 |
| First Trust Dorsey Wright Dynamic Focus 5 ETF | FVC | 25 Sept 2022 | 3 |
| First Trust Emerging Markets Small Cap AlphaDEX® Fund | FEMS | 6 Apr 2025 | 2 |
| First Trust Global Tactical Commodity Strategy Fund | FTGC | 14 May 2023 | 2 |
| First Trust India NIFTY 50 Equal Weight ETF | NFTY | 15 May 2022 | 3 |
| First Trust Indxx Global Agriculture ETF | FTAG | 21 Jan 2024 | 3 |
| First Trust International Developed Cap Strength ETF | FICS | 8 May 2022 | 3 |
| First Trust Nasdaq Bank ETF | FTXO | 3 Jul 2022 | 3 |
| First Trust S-Network Future Vehicles & Technology ETF | CARZ | 1 May 2022 | 2 |
| First Trust Small Cap Core AlphaDEX® Fund | FYX | 17 Jul 2022 | 2 |
| FirstService Corp | FSV | 25 Sept 2022 | 1 |
| Fortress Biotech Inc | FBIO | 25 Sept 2022 | 2 |
| Forward Industries Inc | FORD | 1 Jan 2023 | 2 |
| Freightcar America Inc | RAIL | 10 Sept 2023 | 2 |
| Frontdoor Inc | FTDR | 25 Sept 2022 | 2 |
| Frontier Group Holdings Inc | ULCC | 30 Jan 2022 | 3 |
| Gaia Inc | GAIA | 17 May 2026 | 3 |
| Galapagos NV ADR | GLPG | 9 May 2021 | 3 |
| Genmab AS | GMAB | 11 Feb 2024 | 2 |
| Gentherm Inc | THRM | 2 Oct 2022 | 3 |
| Gesher I Acquisition Corp | GIAC | 27 Oct 2024 | 1 |
| Gilead Sciences Inc | GILD | 27 Dec 2020 | 1 |
| Global Water Resources Inc | GWRS | 8 Feb 2026 | 1 |
| Golar LNG Limited | GLNG | 2 Jul 2023 | 3 |
| Goosehead Insurance Inc | GSHD | 1 Feb 2026 | 3 |
| Grocery Outlet Holding Corp | GO | 13 Oct 2024 | 1 |
| Gulf Resources Inc | GURE | 25 Dec 2022 | 1 |
| Health Sciences Acquisitions Corp | HSAQ | 30 Jul 2023 | 2 |
| Healthcare Services Group Inc | HCSG | 7 Aug 2022 | 2 |
| HealthStream Inc | HSTM | 20 Sept 2020 | 2 |
| Hello Group Inc | MOMO | 3 Oct 2021 | 3 |
| Hyperfine Inc | HYPR | 25 May 2025 | 1 |
| I Mab | IMAB | 1 Dec 2024 | 1 |
| Ideaya Biosciences Inc | IDYA | 16 Feb 2025 | 3 |
| Identiv Inc | INVE | 6 Apr 2025 | 2 |
| IDEXX Laboratories Inc | IDXX | 19 Jun 2022 | 2 |
| Immunovant Inc | IMVT | 12 Jun 2022 | 1 |
| Information Services Group Inc | III | 18 Dec 2022 | 2 |
| Ingles Markets Incorporated | IMKTA | 14 Apr 2024 | 3 |
| InMode Ltd | INMD | 25 Sept 2022 | 3 |
| Innospec Inc | IOSP | 3 Aug 2025 | 2 |
| Instacart (Maplebear Inc.) | CART | 8 Feb 2026 | 2 |
| Intel Corporation | INTC | 8 Sept 2024 | 3 |
| Inter and Co Class A | INTR | 16 Aug 2026 | 1 |
| Invesco BulletShares 2028 High Yield Corporate Bond ETF | BSJS | 2 Oct 2022 | 1 |
| Invesco Bulletshares 2035 Corporate Bond ETF | BSCZ | 2 Aug 2026 | 1 |
| Invesco DWA Technology Momentum ETF | PTF | 3 Jul 2022 | 1 |
| Invesco KBW Bank ETF | KBWB | 19 Jun 2022 | 4 |
| Investors Title Company | ITIC | 4 Sept 2022 | 3 |
| Ionis Pharmaceuticals Inc | IONS | 2 Feb 2025 | 3 |
| IPG Photonics Corporation | IPGP | 8 Sept 2024 | 3 |
| iShares 1-3 Year International Treasury Bond ETF | ISHG | 30 Jan 2022 | 2 |
| iShares ESG Aware MSCI EAFE ETF | ESGD | 13 Mar 2022 | 1 |
| iShares Fallen Angels USD Bond ETF | FALN | 2 Oct 2022 | 1 |
| iShares GNMA Bond ETF | GNMA | 19 Jun 2022 | 2 |
| iShares iBonds Dec 2027 Term Treasury ETF | IBTH | 31 Oct 2021 | 2 |
| iShares iBonds Dec 2044 Term Treasury ETF | IBGA | 16 Aug 2026 | 1 |
| iShares MSCI ACWI ETF | ACWI | 19 Jun 2022 | 2 |
| iShares MSCI China ETF | MCHI | 3 Oct 2021 | 3 |
| iShares MSCI Emerging Markets Asia ETF | EEMA | 5 Dec 2021 | 3 |
| iShares MSCI Global Gold Miners ETF | RING | 3 Oct 2021 | 3 |
| iShares MSCI Global Impact ETF | SDG | 6 Apr 2025 | 2 |
| iShares® ESG MSCI EM Leaders ETF | LDEM | 15 May 2022 | 2 |
| Jack In The Box Inc | JACK | 29 Sept 2024 | 2 |
| Janus Henderson Small Cap Growth Alpha ETF | JSML | 19 Jun 2022 | 3 |
| Janus Henderson Small/Mid Cap Growth Alpha ETF | JSMD | 19 Jun 2022 | 2 |
| JD.com Inc Adr | JD | 21 Jan 2024 | 1 |
| Kearny Financial Corp | KRNY | 12 Mar 2023 | 2 |
| Kforce Inc | KFRC | 19 Jun 2022 | 3 |
| Kopin Corporation | KOPN | 23 Oct 2022 | 2 |
| Krispy Kreme Inc | DNUT | 7 Jul 2024 | 2 |
| Kura Oncology Inc | KURA | 23 Jan 2022 | 3 |
| Lakeland Industries Inc | LAKE | 6 Jul 2025 | 5 |
| Landstar System Inc | LSTR | 10 Aug 2025 | 2 |
| Lantronix Inc | LTRX | 25 Sept 2022 | 3 |
| Legend Biotech Corp | LEGN | 17 Nov 2024 | 3 |
| Liberty Global PLC Class B | LBTYB | 29 Oct 2023 | 2 |
| Lifetime Brands Inc | LCUT | 24 Nov 2019 | 2 |
| Lifevantage Corporation | LFVN | 27 Jun 2021 | 2 |
| Lightbridge Corp | LTBR | 20 Sept 2026 | 2 |
| Limoneira Co | LMNR | 4 Jan 2026 | 2 |
| LKQ Corporation | LKQ | 12 Oct 2025 | 3 |
| Malibu Boats Inc | MBUU | 24 Mar 2024 | 4 |
| Match Group Inc | MTCH | 30 Jan 2022 | 2 |
| Matthews International Corporation | MATW | 21 Apr 2024 | 3 |
| Medline Inc | MDLN | 20 Sept 2026 | 1 |
| MercadoLibre Inc | MELI | 17 May 2026 | 3 |
| Mogo Inc | MOGO | 16 Mar 2025 | 2 |
| National Beverage Corp | FIZZ | 28 Jun 2026 | 1 |
| National Research Corp | NRC | 18 Aug 2024 | 2 |
| Nautilus Biotechnology Inc | NAUT | 9 Feb 2025 | 1 |
| NETGEAR Inc | NTGR | 30 Jan 2022 | 3 |
| NetScout Systems Inc | NTCT | 21 Apr 2024 | 2 |
| NetSol Technologies Inc | NTWK | 12 Mar 2023 | 2 |
| Newell Brands Inc | NWL | 4 Sept 2022 | 3 |
| NexMetals Mining Corp | NEXM | 28 Jun 2026 | 1 |
| Nkarta Inc | NKTX | 5 Dec 2021 | 2 |
| nLIGHT Inc | LASR | 3 Jul 2022 | 2 |
| Novocure Ltd | NVCR | 8 Feb 2026 | 3 |
| NVIDIA Corporation | NVDA | 3 Jul 2022 | 1 |
| Ollies Bargain Outlet Holdings Inc | OLLI | 28 Jun 2026 | 2 |
| Omnicell Inc | OMCL | 3 Mar 2024 | 2 |
| One Group Hospitality Inc | STKS | 4 Sept 2022 | 2 |
| Optimi Health Corp | OPTH | 13 Jul 2025 | 1 |
| OPTIMIZERx Corp | OPRX | 24 Jul 2022 | 3 |
| OrganiGram Holdings Inc | OGI | 2 Oct 2022 | 3 |
| Orthofix Medical Inc | OFIX | 20 Sept 2026 | 2 |
| PAM Transportation Services Inc | PTSI | 12 Oct 2025 | 2 |
| Pan American Silver Corp | PAAS | 11 Feb 2024 | 3 |
| Paramount Global Class B | PARA | 28 May 2023 | 3 |
| Patrick Industries Inc | PATK | 23 Oct 2022 | 2 |
| Patriot National Bancorp Inc | PNBK | 5 May 2024 | 2 |
| Paylocity Holdng | PCTY | 21 Jun 2026 | 1 |
| Peloton Interactive Inc | PTON | 4 Feb 2024 | 2 |
| Penn National Gaming Inc | PENN | 25 Jun 2023 | 3 |
| PennantPark Floating Rate Capital Ltd | PFLT | 19 Oct 2025 | 2 |
| Perion Network | PERI | 6 Apr 2025 | 2 |
| Phenixfin Corporation | PFX | 5 Apr 2026 | 2 |
| Phibro Animal Health Corporation | PAHC | 27 Nov 2022 | 1 |
| Pieris Pharmaceuticals Inc | PIRS | 4 Sept 2022 | 1 |
| Pioneer Bancorp Inc | PBFS | 12 Nov 2023 | 1 |
| Pliant Therapeutics Inc | PLRX | 9 Jun 2024 | 2 |
| Portman Ridge Finance Corp | PTMN | 15 Jun 2025 | 2 |
| PowerFleet Inc | AIOT | 3 Jul 2022 | 1 |
| Radware Ltd | RDWR | 28 Aug 2022 | 4 |
| Ramaco Resources Inc | METC | 25 Sept 2022 | 4 |
| Repay Holdings Corp | RPAY | 21 Aug 2022 | 2 |
| Riverview Bancorp Inc | RVSB | 20 Sept 2020 | 2 |
| Sailpoint Inc | SAIL | 29 Mar 2026 | 1 |
| SBA Communications Corp | SBAC | 10 Sept 2023 | 2 |
| Scholar Rock Holding Corp | SRRK | 6 Oct 2019 | 2 |
| Schrodinger Inc | SDGR | 1 May 2022 | 2 |
| Senstar Technologies Ltd | SNT | 25 Jun 2023 | 2 |
| Sensus Healthcare Inc | SRTS | 29 Dec 2019 | 3 |
| SolarEdge Technologies Inc | SEDG | 17 Mar 2024 | 2 |
| Southside Bancshares Inc | SBSI | 9 Jul 2023 | 2 |
| SPDR® MSCI ACWI Climate Paris Aligned ETF | NZAC | 19 Jun 2022 | 2 |
| Sprott Focus Trust | FUND | 2 Oct 2022 | 3 |
| Sprott Junior Uranium Miners ETF | URNJ | 8 Sept 2024 | 2 |
| SPS Commerce Inc | SPSC | 6 Apr 2025 | 2 |
| STAAR Surgical Company | STAA | 8 Oct 2023 | 1 |
| Standard Biotools Inc | LAB | 2 Oct 2022 | 2 |
| Strategic Education Inc | STRA | 1 Nov 2020 | 3 |
| SuRo Capital Corp | SSSS | 8 May 2022 | 3 |
| T-Mobile US Inc | TMUS | 23 Jan 2022 | 4 |
| Tandem Diabetes Care Inc | TNDM | 6 Apr 2025 | 3 |
| Tecnoglass Inc | TGLS | 17 May 2026 | 3 |
| TFS Financial Corporation | TFSL | 12 Mar 2023 | 2 |
| Titan Machinery Inc | TITN | 3 Jul 2022 | 3 |
| Trade Desk Inc | TTD | 18 Jan 2026 | 2 |
| Trip.com Group Ltd ADR | TCOM | 4 Oct 2026 | 3 |
| Triumph Bancorp | TBK | 4 Sept 2022 | 4 |
| TTEC Holdings Inc | TTEC | 28 Jun 2026 | 2 |
| Tucows Inc. | TCX | 2 Oct 2022 | 2 |
| Ultra Clean Holdings Inc | UCTT | 3 Jul 2022 | 3 |
| Ultragenyx | RARE | 6 Mar 2022 | 4 |
| Uniqure NV | QURE | 4 Feb 2024 | 3 |
| United Fire Group Inc | UFCS | 10 Sept 2023 | 1 |
| Universal Logistics Holdings Inc | ULH | 3 Aug 2025 | 3 |
| Urban One Inc Class D | UONEK | 4 Oct 2026 | 3 |
| Utah Medical Products Inc | UTMD | 5 May 2024 | 2 |
| Valneva SE ADR | VALN | 2 Aug 2026 | 2 |
| Vanguard Russell 2000 Growth Index Fund ETF Shares | VTWG | 19 Jun 2022 | 2 |
| Vanguard Total International Bond Index Fund ETF Shares | BNDX | 23 Oct 2022 | 1 |
| VEON Ltd | VEON | 13 Sept 2020 | 2 |
| Vericel Corp Ord | VCEL | 23 Jan 2022 | 2 |
| Veritone Inc | VERI | 9 Oct 2022 | 2 |
| VictoryShares Emerging Markets Value Momentum ETF | UEVM | 15 May 2022 | 3 |
| VictoryShares US 500 Enhanced Volatility Wtd ETF | CFO | 8 Oct 2023 | 1 |
| Viper Energy Ut | VNOM | 6 Apr 2025 | 3 |
| VirTra Inc | VTSI | 26 Mar 2023 | 2 |
| Virtu Financial Inc | VIRT | 16 Oct 2022 | 1 |
| Virtus Investment Partners Inc | VRTS | 5 Apr 2026 | 2 |
| Voyager Therapeutics Inc | VYGR | 19 Jan 2025 | 3 |
| Warner Bros Discovery Inc | WBD | 11 Aug 2024 | 3 |
| Warner Music Group | WMG | 9 Oct 2022 | 1 |
| WD-40 Company | WDFC | 24 Oct 2021 | 3 |
| WisdomTree U.S. SmallCap Quality Dividend Growth Fund | DGRS | 1 May 2022 | 4 |
| Workday Inc | WDAY | 21 Jun 2026 | 2 |
| XTL Biopharmaceuticals Ltd ADR | XTLB | 11 Oct 2026 | 2 |